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ATTACHMENT <br />• CERTIFICATIONS REGARDING LOBBYING; DEBARMENT; SUSPENSION AND OTHER <br />RESPONSIBILITY MATTERS; AND DRUG-FREE WORKPLACE REQUIREMENTS <br />Applicants should refer to the regulations cited below to determine the certification to which they are required to attest. Applicants should also review <br />the instructions for certification included in the regulations before completing this form. Signature of this form provides for compliance with certification <br />requirements under 28 CFR Part 69, "New Restrictions on Lobbying; and 28 CFR Part 67, "Government -wide Debarment and Suspension <br />(Nonprowrement) and Govemment-wide Requirements for Drug -Free Workplace (Grants)." The certifications shall be treated as a material <br />representation of fact upon which reliance will be placed when the Department of Education determines to award the covered transaction, grant, or <br />cooperative agreement. <br />1. LOBBYING <br />As required by Section 1352, Title 31 of the U.S. Code, and implemented at 34 CFR Part 82, for persons entering into a grant or cooperative <br />agreement over $100,000, as defined at 28 CFR Part 69, the applicant certifies that: <br />(a) No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to <br />influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress <br />in connection with the making of any Federal grant, the entering Into of any cooperative agreement, and the extension, confinuation, renewal, <br />amendment, or modification of any Federal grant or cooperative agreement; <br />(b) If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or <br />employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this <br />Federal grant or cooperative agreement, the undersigned shall complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in <br />accordance with its Instructions; <br />(c) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including <br />subgrants, contracts under grants and cooperative agreements, and subcontracts) and that all subrecipients shall certify and disclose accordingly. <br />2. DEBARMENT, SUSPENSION, AND OTHER RESPONSIBILITY MATTERS <br />As required by Executive Order 12549, Debarment and Suspension, and implemented at 28 CFR Part 67, for prospective participants in primary <br />covered transactions, as defined at 28 CFR Part 67, Section 67.510 <br />. A. The applicant certifies that it and its principals: <br />(a) Are not presently debarred, suspended, proposed for debarment, declared ineligible, sentenced to a denial of Federal benefits by a State or Federal <br />court, or voluntarily excluded from covered transactions by any Federal department or agency; <br />(b) Have not within a three-year period preceding this application been convicted of or had a civil judgement rendered against them for commission of <br />fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (Federal, State, or local) transaction or contract <br />under a public transaction; violation of Federal or State antitrust statutes or comn-dssion of embezzlement, theft, forgery, bdbery, falsification or <br />destruction of records, making false statements, or receiving stolen property; <br />(c) Are not presently indicted for or otherwise criminally or civilly charged by a govemmental entity (Federal, State, or local) with wmmission of any of <br />the offenses enumerated in paragraph (2)(b) of this certification; and <br />(d) Have not within a three-year period preceding this application had one or more public transaction (Federal, State, or local) tem ini ted for cause or <br />default; and <br />B. Where the applicant Is unable to certify to arty of the statements in this certification, he or she shall attach an explanation to this application. <br />3. DRUG-FREE WORKPLACE (GRANTEES OTHER THAN INDIVIDUALS) <br />As required by the Drug -Free Workplace Act of 1988, and implemented at 28 CFR Part 67, Subpart F, for grantees, as defined at 28 CFR <br />Part 67, Sections 67.615 and 67.620 <br />A. The applicant certifies that It will or will continue to provide a drug-free workplace by: <br />(a) Publishing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession, or use of a controlled substance is <br />prohibited in the grantee's workplace and specifying the actions that will be taken against employees for violation of such prohibition; <br />(b) Establishing an on-going drug-free awareness program to inform employees about: <br />(1) The dangers of drug abuse in the workplace; <br />(2) The grantee's policy of maintaining a drug-free workplace; <br />(3) Any available drug counseling, rehabilitation, and employee assistance programs; and <br />Page D-1 <br />